Legal Disclosures
Detail your services
In accordance with the 2010 Amendments to Form ADV, Rule 204-3 of the Investment Advisers Act of 1940 and as a registered investment adviser, you may obtain Material Changes to Part 2 of Form ADV, which contains the firm brochure and brochure supplement. Also provided is a copy of our Privacy Practices.
Each document may be obtained by email/phone call request or by clicking on their respective colored buttons below.
If you would like a complete copy of the firms form ADV Part 2, please contact me using the contact form provided on my site.
More information about Prism Fund Solutions, INC. may be found on the SEC’s website:
http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx
by using a unique identifying number, known as a CRD number. The CRD number for Prism Fund Solutions, Inc. is 124651.
Please click the blue button (Link to the Prism Form ADV Parts 2 A &B, March 13 2023) It will take you to the Important Links Page, you can then scroll to the bottom of the page to download the PDF to your computer.
INVESTMENT SELECTION CRITERIA
INVESTMENT SELECTION CRITERIA
Stocks, Mutual Funds and Exchange Traded Funds (ETF)s
Asset classes within a Client portfolio may contain low-cost and broadly diversified investments including: stocks, index mutual funds and exchange-traded funds (ETF)s.
Past performance is not a reliable predictor of future results.
Investment expense(s) can be an important factor in determining investment performance.
Detail your services
If customers can’t find it, it doesn’t exist. Clearly list and describe the services you offer. Also, be sure to showcase a premium service.
Announce coming events
Having a big sale, on-site celebrity, or other event? Be sure to announce it so everybody knows and gets excited about it.